Join us for Aite-Novarica Group's Wealth Management and Capital Markets Forum this October!

The securities and investments industry seems to be struck by an insatiable demand for MORE. Clients want new products, access to private markets, and new tools and solutions. Employees want better products, tools, and support for remote and hybrid environments. Regulators want more data, more quickly, in easily manipulated digital formats.

Register now to join executives from leading financial institutions, Aite-Novarica Group’s Wealth Management and Capital Markets advisors, and other Securities & Investments industry experts as they explore the client and regulator in the context of the new products and digital capabilities firms are deploying to offer a more holistic solution.   Key themes we will explore include the following:

New Investment Products

  • Alternatives/private markets
  • Credit trading
  • Direct indexing
  • ESG

New Tools and Digital Capabilities

  • CRM/client engagement hubs
  • Customer reporting
  • Data and EDM
  • Financial wellness
  • Goals-based investing

Regulatory Change

  • Compliance and reg reporting
  • Evolving risk and control models to support regulatory change
  • Market structure updates

Key reasons to attend:

  • Exchange ideas through intimate networking sessions with wealth management and capital markets c-suite executives, leading technology providers and thought leaders from Aite-Novarica Group. Come away with new ideas, new solutions and new contacts who can help you to achieve your goals.
  • Gain proven recommendations on how to position your organization for success in today’s evolving market from practitioners who’ve blazed the trails.
  • Learn from peers, Aite-Novarica Group advisors, and industry experts about the critical trends impacting your business. Hear real world success stories of innovation to anticipate, address and capitalize on the challenges and opportunities presented.
  • Participate in interactive sessions covering the industry’s hottest topics, from alternative assets to channel convergence to platform evolutions to regulatory change, it’s all going to be laid out there.
  • Share best practices and lessons learned across the breadth of wealth management and capital markets that will shape your business for the balance of 2023 and prepare you to meet 2024 fully armed.

Who should attend:

  • Chief operating officers
  • CTOs
  • Heads of advisor training and development
  • Heads of distribution (asset management)
  • Heads of wealth management
  • Heads/VPs of digital strategy
  • Heads/VPs of investment operations
  • Heads/VPs of strategy

Featured Speakers

Nicholas Elward
Nicholas Elward
SVP, Head of Institutional Product and ETFs
Natixis
Brad Goodman
Brad Goodman
Director of Integrated Solutions
William Blair
Michael Liersch
Michael Liersch
Head of Advice and Planning
Wells Fargo
Paige Nelson
Paige Nelson
VP and Senior Manager
Capital Group
Paramita Sarkar
Paramita Sarkar
Head of Product Strategy, Insurance and Annuities, ESG, Performance Reporting and Analytics
Ameriprise Financial

Aite-Novarica Group Event Chairs and Moderators

Andrew Besheer
Andrew Besheer
Director of Wealth Management
Aite-Novarica Group
David Himmel
David Himmel
Associate
Aite-Novarica Group
Vinod Jain
Vinod Jain
Strategic Advisor
Aite-Novarica Group
Colby Jenkins
Colby Jenkins
Strategic Advisor
Aite-Novarica Group
Sang Lee
Sang Lee
Head of Products and Strategy
Aite-Novarica Group
Gavin Little-Gill
Gavin Little-Gill
Head of Securities & Investments Insights & Advisory
Aite-Novarica Group
Meghna Mukerjee
Meghna Mukerjee
Strategic Advisor
Aite-Novarica Group
Wally Okby
Wally Okby
Strategic Advisor
Aite-Novarica Group
Paul Sinthunont
Paul Sinthunont
Strategic Advisor
Aite-Novarica Group
Adler Smith
Adler Smith
Senior Associate
Aite-Novarica Group
Greg Vigrass
Greg Vigrass
Strategic Advisor
Aite-Novarica Group

Agenda

Tuesday, October 3, 2023
6:00 AM - 8:00 AM
 
8:00 AM - 9:00 AM
 
9:00 AM - 9:20 AM
 
9:20 AM - 10:00 AM
Gavin Little-Gill
10:00 AM - 10:10 AM
 
10:10 AM - 10:50 AM
 
 
10:50 AM - 11:30 AM
Meghna Mukerjee
Colby Jenkins
11:30 AM - 11:40 AM
 
11:40 AM - 12:20 PM
Andrew Besheer
Sang Lee
12:20 PM - 1:20 PM
 
1:20 PM - 2:00 PM
David Himmel
Vinod Jain
2:00 PM - 2:40 PM
Greg Vigrass
Paul Sinthunont
2:40 PM - 3:30 PM
 
3:30 PM - 4:10 PM
Wally Okby
Adler Smith
4:10 PM - 4:20 PM
 
4:20 PM - 5:00 PM
Sang Lee
5:00 PM - 5:20 PM
 
5:20 PM - 6:05 PM
 

*Subject to change

Venue

Quorum by Convene
1221 6th Ave
New York, NY 10020
(888)730-7307

Interested in sponsoring or speaking at this event?
Please email events@aite-novarica.com for more information on our sponsorship and speaking opportunities.